Your financial adviser must check that products are safe

Posted by Andrew Borowiec on Oct 21, 2015 11:45:25 AM
/ 26 September 2015 at 01:40am

Your financial adviser must, by law, take reasonable steps to ensure you are not sold a lemon or invest in a scam, and he or she cannot pass this requirement on to the company that provides the financial product.

This was emphasised by Charene Nortier, the Financial Services Board’s manager of financial advisory and...

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Tags: Fund of Funds, Intermediaries, Mutual Funds, Risk Management, Strategy and Asset Suitability, Article, Asset Verification Tests, Bonds, ETFs, Hedge Funds, investment, Private Equity, Stocks

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