In this paper, we are going to compare that perfect world with the real world. As experienced compliance personnel, you regularly deal with risk-based integrity and enhanced due diligence enquiries. You will be up to date with key international compliance related legislation such as the US Foreign and Corrupt Practices Act, the UK Bribery Act, The Money Laundering Regulations and associated developments.

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Understanding Investor Due Diligence

Sep 23, 2015 2:31:09 PM

The investor due diligence process has evolved with the growth of the hedge fund industry. What was once a short and rather perfunctory process has grown into one that today is highly quantitative and detailed. While there is no one-size-fits-all formula for investors, one certainty is that managers who understand the components of the due diligence process will have an easier time meeting the requests of investors.

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Corporate fraud and misconduct remain a constant threat to public trust and confidence in the capital markets. Public sector organisations are also exposed to fraud particularly in the provision of services and the supply chain. As organisations do their best to formulate a comprehensive, proactive strategy to prevent, detect and respond to integrity threats, they can be well served in focusing their efforts...

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