IMDDA Managing Director Daniel Strachman, CDDA shares great advice on ADV filings in this timely Alternatives Watch piece. https://www.alternativeswatch.com/2020/03/02/adv-filing-season-yields-often-untapped-due-diligence-opportunities/
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You asked and we answered. For our first blog in our Ask an Expert series: What is the AUM threshold for a SEC registration? It might not be what you think it is.
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IMDDA hosted a webinar “What are Today’s Asset Managers Due Diligence Obligations?” with Robin Hodgkins, President of Castina LLC and former CISO John Rizzulo, now President at Rizzulo GRC. They spoke extensively about investment due diligence procedures for asset management. Here are a few of the highlights to whet your appetite for the full recording:
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