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Read MoreIMDDA’S SECOND ANNUAL SURVEY ON SEXUAL HARASSMENT IN THE $95 TRILLION GLOBAL INVESTMENT MANAGEMENT INDUSTRY REVEALS PROGRESS IN UNCOVERING HARASSMENT, BUT CHALLENGES REMAIN
Read More On December 4, 2019, the Securities and Exchange Commission, (the “SEC” or “Commission”) filed a complaint against the defendants SBB Research Group, LLC (“SBB”), a registered investment adviser to several private investment funds (the “Funds”), Samuel Barnett (SBB’s owner and Chief Executive Officer (“CEO”) and Matthew Aven (SBB’s Chief Operations Officer (“COO”). |
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