Are you about to be appointed AMLCO or MLRO and want to know what is expected of you? Or perhaps you’re a due diligence professional who wants to understand what to look for when investigating the AML compliance of a potential fund. This article outlines the responsibilities of the Anti-Money Laundering Compliance Officer and the Money Laundering Reporting Officer and will take a look at some of the areas that are open to interpretation.

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With the recent enforcement of FinCEN’s Final Rule on Customer Due Diligence and the associated alignments of regulations by bodies such as FINRA, money laundering compliance and due diligence is sharply back in focus. Here we look at the role of the MLRO, how it should be performed effectively and efficiently and bust some of the myths that surround anti-money laundering due diligence.

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