The SEC announced it will conduct a second round of cybersecurity examinations and released a sample list of information that the Office of Compliance Inspections and Examinations may review in the context of conducting examinations.

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This article is part one, of a two part discussion, on Identifying Bad Actors for private placements.

In 2010, as part of the aftermath of the Global Financial Crisis of 2008, Congress adopted the Dodd-Frank Wall Street Reform and Consumer Protection Act. While most of the Act addressed the financial services industry, one significant provision targeted...

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SEC Eyes Hedge Funds on Social Media

Oct 21, 2015 12:25:45 PM

By  FOXBusiness

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