Imagine, you’re invested with a manager you’ve absolute confidence in having done due diligence on every aspect of their business. All their cyber security policies and protections seem to be in order. And then they’re hacked, causing huge damage to business operations and reputation.

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What happened?

The Markets in Financial Instruments Directive, more commonly known as MiFID II, was introduced in January and brought widespread changes for the finance industry. The new laws require fund managers to pay directly and explicitly for research, instead of receiving it free of charge from brokers and investment banks, except in the case that the firm can prove that the research passes the quality enhancement test.

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As the initial storm of activity (and in some cases panic) surrounding preparation for GDPR subsides, we take a look at a practical guide for funds wishing to communicate with current and potential investors. We’ll consider what’s changed, what it means and what you can do to still communicate your fund’s value to the widest possible audience.

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Due diligence questions?

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